Affiliate Options

At SFA, we transcend traditional concepts of what it means to be a broker-dealer or an RIA, to be a full-spectrum enabler of practice growth and business operations management. We don’t tell our advisors how to run their business; we’re here to help them run their business better. With the full force of SFA support, they are able to focus on their client relationships, the ultimate driver of their success.

From fee- or commission-based advisors, to dual registrants working under our firm’s corporate Registered Investment Advisor (RIA) platform, and from fee-only RIA firms to hybrid RIA firms, SFA supports the widest possible array of independent financial advisor business models in the marketplace today.