Chief Compliance Officer
Ed Woll has 34 years of experience working in the financial services industry. This experience includes operations, margin, supervision, surveillance and compliance. Ed served as SFA’s first Chief Compliance Officer from 2003 through 2011. He has also served as CCO for JP Turner and Company, Regional Supervisory Officer for World Group Securities, Inc., and Southeast Region Compliance Manager for AXA Advisors. In addition, he served a three-year term on the Financial Services Institute’s Compliance Committee. Ed applies this experience plus an open mind and a positive attitude to his work at SFA.
Ed was born in Cleveland, Ohio. He has a degree in Communications from the University of Georgia. He has the following FINRA registrations - Series 4 (Option Principal), Series 7, 24 (General Securities Principal), 53 (Municipal Bond Principal).