Choosing An Independent Broker-Dealer With Significant Advisor Ownership

By Clive Slovin From Investment News: Broker-dealers in the independent space have often been owned by the shareholders of large, publicly traded companies, diversified financial product companies or private equity firms. Each approach has its own strengths, but if the experience of the independent advisors in the field means anything, all of the above ownership models…

Choosing An Independent Broker-Dealer With Significant Advisor Ownership

By Clive Slovin From Investment News: Broker-dealers in the independent space have often been owned by the shareholders of large, publicly traded companies, diversified financial product companies or private equity firms. Each approach has its own strengths, but if the experience of the independent advisors in the field means anything, all of the above ownership models…